$0%,(1752207(03(5$785(/,0,76
7KLVDSSOLDQFHLVGHVLJQHGWRRSHUDWHDWWKHDPELHQWWHPSHUDWXUHVVSHFLILHG E\LWVWHPSHUDWXUHFODVVPDUNHGRQWKHUDWLQJSODWH
7HPSHUDWXUH&ODVV | 6\PERO | $PELHQW7HPSHUDWXUH | ||
0D[LPXP | 0LQLPXP | |||
|
| |||
6XEWHPSHUDWH | 61& ) | & ) | ||
6$)(7<35(&$87,216
%HIRUHXVLQJ\RXUUHIULJHUDWRUSOHDVHUHDGWKLVPDQXDOWKRURXJKO\DQGNHHSLWLQDVDIHSODFHIRUIXUWKHUUHIHUHQFH
7KHIHDWXUHVRIWKHUHIULJHUDWRU\RXSXUFKDVHGPD\YDU\OLWWOHELWIURPWKHGHVFULSWLRQVLQWKLVPDQXDODVWKHEHORZLQVWUXFWLRQV
DUHLQYROYHGLQYDULRXVPRGHOV
:$51,1* 
&KLOGUHQRUZHDNSHUVRQVKRXOGQRWXVHWKLVUHIULJHUDWRUZLWKRXWVXSHUYLVLRQ
7DNHFDUHRIFKLOGUHQDQGSUHYHQWWKHPIURPSOD\LQJWKLVUHIULJHUDWRU
5DRU5DLVUHIULJHUDQW&KHFNWKHFRPSUHVVRUSRZHUDQGWHPSHUDWXUHOHYHOVLJQRQWKHEDFNVLGHRIWKHUHIULJHUDWRU
WRREWDLQWKHLQIRUPDWLRQRIUHIULJHUDQWXVHGLQUHIULJHUDWRU
35(&$87,216
7HPSHUDWH | 1& ) | & ) |
6XEWURSLFDO | 67& ) | & ) |
7URSLFDO7& ) & ) | ||
127(6 WKHLQWHUQDOWHPSHUDWXUHPD\EHDIIHFWHGE\VXFKIDFWRUVDVDSSOLDQFHORFDWLRQ
DPELHQWWHPSHUDWXUHDQGWKHIUHTXHQF\RI\RXURSHQLQJWKHGRRUV3OHDVHDGMXVW
WKHWHPSHUDWXUHDVUHTXLUHGWRFRPSHQVDWHIRUWKHVHIDFWRUV
(/(&7521,&6
&DXWLRQ:DUQLQJ6LJQ
&DQFDXVHLQMXU\RUGHDWK
:$51,1*
&DQFDXVHSHUVRQLQMXU\RU
PDWHULDOGDPDJH
&$87,21
:$51,1*
1HYHUSOXJVHYHUDOHOHFWULFDODSSOLDQFHVLQWRRQH PXOWLIXQFWLRQDOVRFNHW
2WKHUZLVHLWFDQEHFRPHSRWHQWLDOILUHKD]DUG
$YRLGNHHSLQJWKHSRZHUVRFNHWYHU\FORVHWRWKH
EDFNVLGHRIUHIULJHUDWRUWRHQVXUHQRFUXVKRU GDPDJHWRSRZHUVRFNHW
7KHGDPDJHGVRFNHWPD\EHRYHUKRWWRFDXVH ILUH
1RZDWHUVSLOOVRUIORZVWRUHIULJHUDWRU 
7KHUHLVDULVNRIHOHFWULFVKRFNRUILUH
'RQRWXVHVSUD\DURXQGWKHUHIULJHUDWRU 
7KHUHLVDULVNRIH[SORVLRQRUILUH
'RQRWSXWKHDY\REMHFWRQSRZHUFRUG 
7KHUHLVDULVNRIVKRUWFLUFXLWRUILUH
'RQRWSXOORXWSOXJZLWKZHWKDQG 
7KHUHLVDULVNRIHOHFWULFVKRFN
'RQRWSXWDQ\FRQWDLQHUIXOOILOOHGZLWKZDWHU RQWRSRIWKHXQLW
,IZDWHUVSLOOVLWFDQFDXVHILUHRUHOHFWULFVKRFN
5HIULJHUDWRUPXVWQRWEHLQVWDOOHGZKHUHLWLVGDPS RUHDVLO\EHVSLOOHGE\ZDWHU
7KHUHLVDULVNRIHOHFWULFVKRFNRUILUHLIHOHFWULFDO
SDUWVKDYHLQVXODWLRQIDLOXUH
7KHPDWHULDOVWKDWFDQEHHDVLO\YRODWLOL]HGRUEH IODPPDEOHVKDOOQRWEHVWRUHGLQWKHXQLW
,WFDQFDXVHH[SORVLRQLIEHQ]HQHWKLQQHUHWKDQRO DHWKHU/3JDVRUWKHRWKHUVLPLODUPDWHULDOVDUH
VWRUHG
2WKHU6LJQV
1HYHU'R
1HYHU5HPRYH
127RXFK
0XVW)ROORZ
0XVWSXOORXWSRZHUSOXJIURPVRFNHW
0XVWFRQQHFWWKHHDUWKWRDYRLGHOHFWULFVKRFN
)ULHQGO\5HPLQGLQJ
'RQRWGLVPDQWOHRUUHSDLUWKHUHIULJHUDWRUE\\RXUVHOI 
7KHUHLVDULVNRIILUHPDOIXQFWLRQDQGSHUVRQLQMXU\
3XOORXWSOXJIURPSRZHUVRFNHWEHIRUHUHSODFLQJWKHOLJKWEXOELQ
WKHUHIULJHUDWRU 
2WKHUZLVHWKHUHLVDULVNRIHOHFWULFVKRFN
7KHGRRUDQGUXEEHUVHDORIUHIULJHUDWRUVKRXOGEHGLVPDQWOHGILUVW EHIRUHGLVSRVLQJDQGWKURZLQJDZD\WKHXQLW
,WFDQDYRLGORFNLQJFKLOGUHQLQWKHXQLW
5HIULJHUDWRUPXVWEHHDUWKHG
5HIULJHUDWRUPXVWEHHDUWKHGWRSUHYHQWHQHUJ\FRQVXPSWLRQRU HOHFWULFVKRFNFDXVHGE\UHIULJHUDWRUSRZHUOHDNDJH
*DVSLSHGSKRQHOLQHGRUWKHRWKHUSRWHQWLDOOLJKWQLQJURGGVKDOO QRWEHXVHGDVHDUWKSRLQW
,WFDQFDXVHHOHFWULFVKRFNLIHDUWKSOXJLVQRWXVHGSURSHUO\
:$51,1*
.HHSDLUYHQWDQGFKDQQHOLQVLGHWKHUHIULJHUDWRUFOHDQWR SUHYHQWEORFNLQJ
5HPRYHIURVWDFFRUGLQJWRWKHUHFRPPHQGDWLRQVE\WKH PDQXIDFWXUHU1RPHFKDQLFDOHTXLSPHQWRUWKHRWKHU PHWKRGVVKDOOEHXVHG
5HIULJHUDQWV\VWHPDQGHOHFWULFDOFLUFXLWVKDOOQRWEHGDPDJHG
'RQRWXVHWKHRWKHUHOHFWURQLFSURGXFWVLQVLGHWKHUHIULJHUDWRU H[FHSWWKRVHUHFRPPHQGHGE\WKHPDQXIDFWXUHU
1RWUHDGRQOHJFRYHUDWWKHERWWRP
6$)(7<