$IBQUFS$POOFDUJOH:PVS57

&RQQHFWLQJWRWKH'9'3OD\HU

8VLQJWKH6&$57&DEOH

6&$57FDEOH

'9'

 &RQQHFWWKH6&$57FDEOHEHWZHHQWKH$9 RU$9 MDFNRQ79DQGWKH 6&$57MDFNRQ\RXU'9'SOD\HU

 7XUQRQWKH79DQGWKHQSUHVVWKH79$9EXWWRQWRVHOHFW$9 RU$9 

 7XUQRQ\RXU'9'SOD\HUDQGWKHQLQVHUWD'9'LQWRWKH'9'SOD\HUDQG

SUHVVWKH3/$<EXWWRQRQ\RXU'9'SOD\HU 5HIHUWRWKH'9'SOD\HU RZQHU¶VPDQXDO

8VLQJWKH$XGLR&RPSRQHQW9LGHR&DEOH

&RPSRQHQWFDEOH

$XGLRFDEOH

'9'

 &RQQHFWWKHFRPSRQHQWYLGHRFDEOHVEHWZHHQWKH&20321(179,'(2 <3E3ULQSXWMDFNVRQ79DQGWKHFRPSRQHQWYLGHRRXWSXWMDFNVRQ\RXU '9'SOD\HU

 &RQQHFWWKHDXGLRFDEOHEHWZHHQWKH$8',2/5 IRU&20321(17 LQSXW MDFNVRQ79DQGWKHDXGLRRXWSXWMDFNVRQ\RXU'9'SOD\HU

 7XUQRQWKH79DQGWKHQSUHVVWKH79$9EXWWRQWRVHOHFW&RPSRQHQW

 7XUQRQ\RXU'9'SOD\HUWKHQLQVHUWD'9'LQWRWKH'9'SOD\HUDQGSUHVV WKH3/$<EXWWRQRQ\RXU'9'SOD\HU 5HIHUWRWKH'9'SOD\HURZQHU¶V

PDQXDO

1RWH'HSHQGLQJRQWKHPDQXIDFWXUHUWKH<3E3UMDFNVPD\EHLGHQWL¿HGDV <3%35<%<5<RU<&%&5

(QJOLVK