6HOHFW3ULQW, Dv\Rxusulqwhu | Xerox 416 manual

6HOHFW3ULQW

6HOHFW>3ULQW@IURPWKH>)LOH@ PHQXLQ\RXUDSSOLFDWLRQ

7KHDSSOLFDWLRQ3ULQWZLQGRZ GLVSOD\V

6HOHFWWKH:RUN&HQWUH3UR

DV\RXUSULQWHU

3ULQW

:RUN&HQWUH3UR8VHU*XLGH

Image 95

$Xerox 416 manual 6HOHFW3ULQW, Dv\Rxusulqwhu$

Contents

8VHU*XLGH RUN&HQWUH3UR \SRJUDSKLFDOHUURUVZLOOEHFRUUHFWHGLQVXEVHTXHQWHGLWLRQV 3UHSDUHGE\‹E\HUR&RUSRUDWLRQ$OOULJKWVUHVHUYHG FRPSDQLHVDUHKHUHE\DFNQRZOHGJHG 7DEOHRI&RQWHQWV 0XOWL$FFHVV&RPPXQLFDWLRQV RS\ KDQJLQJ3ULQWHUHIDXOWV QWHUQHWDDQG6FDQWRPDLO3URFHGXUH 6WDQGDUG,QWHUQHWDDQGPDLOHDWXUHV 0DFKLQHHIDXOWV6HWXSV $SSHQGL$6DIHW\1RWHV$ 7DEOHRI&RQWHQWVYLLL HURRUN&HQWUH3UR8VHU*XLGH $ERXW7KLV*XLGH LQGLQJ,QIRUPDWLRQLQWKH8VHU*XLGH 6SHFLILFDWLRQV$SSHQGL% 0DLQWDLQLQJWKH3URGXFW&KDSWHUDVLF7URXEOHVKRRWLQJ&KDSWHU 6DIHW\1RWHV$SSHQGL$ Lvlqvwdoohgrufrqyhqlhqfhdqgixwxuhuhihuhqfhsohdvh XVWRPHU6XSSRUWBbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbb 6HULDO1XPEHU3ODWH 3RUWUDLW Rqyhqwlrqv2ULHQWDWLRQ PDJH2ULHQWDWLRQ 62ULHQWDWLRQ HHG2ULHQWDWLRQ2ULHQWDWLRQ 4XLFN3DWKZD\ WDOLF7\SHIDFH Duqlqjv 1RWHV+LQWV Dxwlrqv QIRUPDWLRQDYDLODEOHIRUWKHRUN&HQWUH3URFRQVLVWVRI 5HODWHG,QIRUPDWLRQ6RXUFHV RUN&HQWUH3UR8VHU*XLGH 7KLVFKDSWHUSURYLGHVDQRYHUYLHZRIWKHRUN&HQWUH3UR 3URGXFW2YHUYLHZ $GGHGHDWXUHV \VWHP2YHUYLHZ5HDG\WRFRS\ Qwhuidqxpehupd Ixqfwlrqvlvdoorzhg 8VLQJHSDUWPHQW&RGHVQwhughsduwphqwfrgh Ljxuh RUN&HQWUH3UR2Q2II6ZLWFK 6WDQG URQW&RYHU Ljxuh Rqwuro $XWRPDWLFRFXPHQW3DQHO 2XWSXW Rqwuro XQGHU$ RUN&HQWUH3UR3LXSOH$XWRPDWLF RFXPHQWHHGHU$ URQW&RYHU RUN&HQWUH3UR6L3DQHO Rqyhqlhqfh 2IIVHW 6WDSOHU &DWFK 2Q2II6ZLWFK \SDVV Grfxphqwjodvv Rpsrqhqwv$XWRPDWLFRFXPHQWHHGHU$ XSOH$XWRPDWLFRFXPHQWHHGHU$ Gdpdjh \SDVV7UD\2SWLRQDO$GGLWLRQDO0HPRU\ TXDOLW\ RQWURO3DQHO&RPSRQHQWVDQGXQFWLRQ.H\VLjkwhqdunhq 6HOHFWWRDGMXVWWKHLPDJHFRQWUDVW 5HGXFHQODUJH Sdshu 3DSHU6XSSO\ \ERDUG DffhvvwrSUHVVLQJWKHVHNH\V LUHFW$FFHVV.H\V Ruljlqdov 0DQXDOLDO DjdlqHqwhuhg 6WDUW Pdghwrwkhfxuuhqwvfuhhq 6FUROO.H\V Hohwh HOHWHVDQHLVWLQJFKDUDFWHUHQWU\QWHUNH\ Vfuhhq Pdloixqfwlrqv OLS3DQHOIxqfwlrqv 7KHUHDUHWKUHHIOLSSDQHOVDYDLODEOH Ryhu OLS3DQHO QVHUWDQGHOHWH.H\V Kdudfwhuqwulhv1XPHULF.H\SDG 6FUROO.H\V Suhvvhg KDUDFWHU&RGH7DEOH6HOHFW\RXUUHTXLUHGFKDUDFWHUE\XVLQJ RU NH\DQG SUHVVQWHU@ RUN&HQWUH3UR8VHU*XLGH RUUHFWLQJ&KDUDFWHUV 6SHHGGLDOQwhuqdphpd Qwhuqdphpd QVHUW@ NH\DQGSRVLWLRQWKH Ghohwhg 3UHVVHOHWH@ RFDWHWKH212VZLWFK 3UHVVOWRSRZHURQWKH 3RZHU6ZLWFK 3RZHULQJ2Q3RZHULQJ2II Hohfwulfdorxwohw QHUJ\6DYHU/LJKW QHUJ\ 6DYHU.H\ 3RZHU6DYH6WDQGE\0RGH 6OHHS0RGHQHUJ\6DYHU 6OHHS0RGHQHUJ\6DYHU 6WDQGE\0RGH 0DFKLQH6WDWXV 0RGHVHdwxuhv RE6WDWXV RE6WDWXV.H\ HDWXUHV.H\ Hidxowvhwwlqjv 0DFKLQHVWDWXV3ULQWUHSRUW Qlwldovhwxs 0DFKLQH6WDWXV2SWLRQV $XWRWHVW Qglylgxdowhvw 3ULQWWHVWUHVXOW Hsduwphqwfrgh 6HWWLQJVUHSRUW 6XSSOLHVRUGHUUHSRUWRfdoldwlrq Dqjxdjh 0DFKLQHVHULDOQXPEHU Xvwrphuvxssruw 1HWZRUN RUN&HQWUH3UR8VHU*XLGH 5HIHUWRWKH0XOWL$FFHVVXQFWLRQ7DEOHVWKDWIROORZ 0XOWL$FFHVV&RPPXQLFDWLRQVUhfhlylqjdgrfxphqw 8VLQJWKHEXLOWLQPHPRU\PDQ\RSHUDWLRQVFDQEH LUHFW6HQG 3ULQWLQJ 0XOWL$FFHVVXQFWLRQ7DEOH/RFDO6LQJOH&RS\ 0DLOER,QSXW 0DLOER2XWSXW Vdph LUHFW6HQG 3ULQW5HSRUW$XWR 0XOWL$FFHVVXQFWLRQ7DEOH30DLOER,QSXW 0DLOER2XWSXW 3ULQW5HFHLYHGLOH LUHFW6HQG 3ULQW5HSRUW0DQXDO RUN&HQWUH3UR8VHU*XLGH 6WDQGDUGHDWXUHV $XWRPDWLFRFXPHQWHHGHU$DQG XSOH$XWRPDWLFRFXPHQWHHGHU$ RS\LQJ3URFHGXUHRDGWKH2ULJLQDOV Vlghgruljlqdov 6OLGLQJ Jxlghv UhtxluhgWkhruljlqdov 7KHILUVWSDJHVKRXOGEHRQ 6HHSDJHLI\RXDUH RFXPHQW*ODVVGrfxphqwjodvvfryhu 5HJLVWUDWLRQ Ruqhu RS\.H\HDWXUHV.H\ 3UHVVWKHHDWXUHV.H\3UHVVHDWXUHV@ Ljkwhqdunhqsdjh 5HGXFHQODUJHSDJH 6HOHFWWKH&RS\HDWXUHVVhohfwlrq LGHQWLI\LQJZKLFKRSWLRQLVVHOHFWHG QWHUWKH4XDQWLW\ 3UHVV6WDUW@DFKRULJLQDOLV VFDQQHGRQFHRQO\ 3UHVV6WDUW JPOESDSHU7KHVWDSOHFDUWULGJHKROGVVWDSOHV RQYHQLHQFH6WDSOHULwkwkhgrfxphqwvidfhxs Lqwrwkhvwdsohu 7KHVWDSOHUDXWRPDWLFDOO\ Vwdsohvwkhgrfxphqwv SDXVHWKHFXUUHQWMREWRPDNHDFRQYHQLHQFHFRS\ 8VLQJ-RE,QWHUUXSWPDJH6KLIWDQGGJHUDVH 2XWSXW2SWLRQV 6WDQGDUG&RS\HDWXUHV2XWSXW 2XWSXW 3UHVVVWDUWWRUHVXPH 6FDQQHWRULJLQDO RQH 0DNLQJ&ROODWHG6HWVIURPWKHRFXPHQW*ODVV3URJUDPWKHIHDWXUHV Uhtxluhg 3ODFHWKHILUVWRULJLQDORQWKH Grfxphqwjodvvdqgsuhvv Rdgruljlqdov LjkwhqdunhqLjkwhq Dunhq 0DQXDO 7RQHU6DYHU Rxwsxw LJKWHQDUNHQ2SWLRQV 6LHIRUVLHFRSLHV 5HGXFHQODUJH5HGXFHQODUJH2SWLRQV Qodujh $XWR 3UHVHW RUWKH$PHULFDVDQG&DQDGDWKHSUHVHW5HGXFHQODUJH Vhwwlqjvduh 3DSHU6XSSO\2SWLRQV 3DSHU6XSSO\3DSHU $XWR3DSHU 3KRWR 2ULJLQDO7\SH2ULJLQDO7\SH2SWLRQV 7HW3KRWR PDJH6KLIW $GGHGHDWXUHVVlghg 8VHWKHVFUROONH\ WR 6LGHG2ULJLQDO!&RS\ 6LGHG2SWLRQV Jodvv RXQG2ULJLQDORX QG2ULJL QDO 2Q%RWKSDJHV 2Q%LQGHUUDVH 2Q%RWK3DJHV &RSLHVERWKSDJHVRIDQRSHQERXQGGRFXPHQWDQGSODFHV RXQG2ULJLQDO2SWLRQV2II 7KHIHDWXUHLVXQDYDLODEOH Hdfksdjhrqdvhsdudwhvkhhwrisdshu PDJH6KLIW2SWLRQV PDJH6KLIWPdjh 6KL IW HIW0DUJLQ 5LJKW0DUJLQ 8VHWKHVFUROONH\ WR VHOHFWGJHUDVH@DQG SUHVVQWHU@ GjhudvhGjhudvh GJHUDVH2SWLRQV 8S2SWLRQV Fruuhfwrughuwrsurgxfhderrnohw RrnohwDqglqfkruljlqdov LQFKFRS\SDSHU 2II RR NohwVlghg Gjhudvh $QQRWDWLRQ2SWLRQV $QQRWDWLRQ$QQRW Dwlrq 3DJHQXPEHU 8VHWKHVFUROONH\ Wrvhohfw $GGHGHDWXUHV@ XLOG-REXLOG-RE Ruljlqdov \GHIDXOW%XLOG-RELVVHWWR2II Vfdqqhg 6HOHFWRULJLQDOVLH6FDQ Qlqjlqwrphp RU\ 6FDQQLQJSDJH 7KH6HWWLQJ@VFUHHQLV 6HWWLQJRQH TXDQWLW\VHOHFWHG 7R6WRUHD-RE 6WRUHG-RE6WRUHG-RE 6WRUH 8VHWKHVFUROONH\ WR VHOHFW$GGHGHDWXUHV@ 5HWULHYH7R5HWULHYHD6WRUHG-RE 6WRUH 8VHWKHVFUROONH\ WR VHOHFW3DSHU7\SH@DQGSUHVV QWHU@ 7UDQVSDUHQF\ +HDY\ZHLJKW3DSHU7\SH2SWLRQV Pdlpxp Duhsruwirupdw 0HQX0DS0HQXPDS 3ULQWLQJDFFHSWHG Lqglylgxdouhtxluhphqwv KDQJLQJ&RS\HIDXOWVHidxowvhwwlqjv 0DFKLQHGHIDXOWV RS\HIDXOWV RS\GHIDXOWV2ULJLQDOW\SH Ljkwhqdunhq Dghidxowv 6HWWLQJV Hvfulswlrq 2ULJLQDO7\SH Wzrvlghgruljlqdov 6HWWLQJV Hvfulswlrq6LGHV,PDJHG Rqhvlghgruljlqdov RUN&HQWUH3UR8VHU*XLGH 7KHRUN&HQWUH3UR3LDQG6LKDYHWKHDELOLW\WRDOORZ IxqfwlrqvdydlodeohirusulqwlqjFRS\LQJZLWKRXWFRUUXSWLQJDSULQWMRE KHQWKHRUN&HQWUH3URLVFRQQHFWHGWRWKHQHWZRUN Dssolfdwlrqv 3ULQWLQJ3URFHGXUHUhdwhwkhrfxphqw Qhwzrun DV\RXUSULQWHU 6HOHFW3ULQW Grzqrswlrqvdqgfkhfn Erhvsurylghglqhdfk Wdeehgiroghu 6HOHFWWKH3ULQWHUULYHUHDWXUHV6HOHFW3URSHUWLHV@IURPWKH DSSOLFDWLRQ3ULQWZLQGRZ Zlqgrz VHOHFW&ORVH@ 3ULQWWKH-REKhqdoowkhuhtxluhgihdwxuhv ZLQGRZGLVSOD\V Phvvdjhv 5HWULHYHWKH3ULQW-REResurfhvvlqjzdlw Zkhqwkhmrezdvvhqw Pdloghidxowv 5HSRUWGHIDXOWV 5HPRWHVHUYLFH 0DQDJLQJ3ULQW-REV$FFHVVLQJ3ULQWHUHIDXOWV 0DFKLQHGHIDXOWV RS\GHIDXOWV Dghidxowv Rufhihhg Rupihhg 3ULQWHUGHIDXOWVDqfhofxuuhqwmre DQFHOOLQJD3ULQWMRE Dqfhofxuuhqwmre 6HWWLQJXSRUFHHHG Dqfhofxuuhqwmre Rufhihhg RufhgirupihhgRuflqjdruphhg KHQ\RXUFRS\MREKDV 8VLQJ-RE,QWHUUXSWVwduw Gjhudvh RQWURO2SWLRQV 3ULQWHUULYHUHDWXUHV 7DNHV\RXEDFNWRWKHSUHYLRXVWRSLFVFUHHQ ZLOOJLYH\RXPRUHGHWDLOHGLQIRUPDWLRQRqwhqwv 6HDUFK Lqwhuplwwhqwmrevuhtxlulqjqrqvwdqgdugsdshuvlhv 3ULQWHU&RQILJXUDWLRQQVWDOODEOH2SWLRQV Pdlqsulqwhu 0HPRU\ ,I\RXKDYHLQVWDOOHGDGGLWLRQDOPHPRU\LQWKHSULQWHUVSHFLI\ Wkhwrwdodprxqwlqvwdoohg Rslhv 3DSHU2XWSXW2IIVHWXQFWLRQ Ghshqglqjrqorfdoh 6HOHFW3DSHUGrfxphqw XVHIXOZKHQ\RXSULQWLWHPVVXFKDVWUDQVSDUHQFLHVDQGZDQW RswlrqVhwwlqjvlqwkhdssolfdwlrq DEODQNVKHHWRISODLQSDSHUEHWZHHQHDFKWUDQVSDUHQF\VKHHW 6LQJOHVLGHGSULQWLQJ7KLVLVWKHGHIDXOW 6LGHG3ULQWLQJRoodwlrq 8QFROODWHG Roodwhg Vhohfwlqjwkhsulqwhu 2XWSXWHVWLQDWLRQOdqgvfdshrulhqwdwlrq 3ULQWVDVWDQGDUGSDJH1RUPDOLVWKHGHIDXOW \RXW1RUPDO Erughu 3DJHVXS 0XOWLSOHXS Gldorj PDJH2SWLRQVUD\VFDOH Ghvljqhgzlwkfroru Irqwvzlooehgrzqordghgwrwkhsulqwhuiruhdfksulqwmre 7UXH7\SHRQWVDqgvkdusfrqwudvwvehwzhhqvkdghgduhdv Shuirupdqfh Lpdjh Udsklfv5HVROXWLRQ Ehfrphglvwruwhgzkhqvfdohg YHULI\LQJGRFXPHQWFRQWHQWDQGOD\RXW 3ULQW4XDOLW\ RDG2YHUOD\ 2YHUOD\V2YHUOD\V 6HOHFW&UHDWH2YHUOD\WRRSHQWKH&UHDWH3DJH2YHUOD\ 7RFUHDWHDSDJHRYHUOD\Rudooriwkhghvwlqdwlrqv Lpsuryhsulqwshuirupdqfh 7RGRZQORDGDQRYHUOD\WRWKHSULQWHU RYHUOD\KDVEHHQGRZQORDGHG 6HOHFWHG2YHUOD\6WDWXV2YHUOD\&UHDWLRQ6WDWXV Ghvwlqdwlrq Frpsxwhu RqwvQvwdoohgrqwv Irqwvlqvwdoohgrqwkhsulqwhu Dsulqwhuuhvlghqwirqw 3ULQWRQW/LVWLQJ6WDWXV Dwwulexwhv VHOHFW$GGWRFUHDWHDQHZZDWHUPDUN DwhupdunvDwhupdun $GG Rqwv UD\VFDOH Rqwhqw 3RVLWLRQIURPFHQWHU $ERXW 8VHWKHVFUROONH\ WR VHOHFW3ULQWHUGHIDXOWV@DQG SUHVVQWHU@ KDQJLQJ3ULQWHUHIDXOWVPdloghidxowv 5HSRUWGHIDXOWV GHIDXOWVHWWLQJVWRPHHW\RXUSULQWLQJQHHGV Rufhihhg Rufhihhg Rupihhg 7HVWSULQW Hwhfwsdshuplvpdwfk3ULQWHUHIDXOWV 6HWWLQJV Hvfulswlrq Dqfhofxuuhqwmre 5HVWRUHIDFWRU\VHWWLQJV 6HWWLQJV Hvfulswlrq Rupihhg7HVWSULQW RUN&HQWUH3UR8VHU*XLGH 6XSHUILQH 5HVROXWLRQ6WDQGDUG $GRFXPHQWJODVVIRUVLQJOHRUERXQGRULJLQDOV DLQJ3URFHGXUH7KHHIIHFWLYHVFDQQLQJZLGWKLVPPLQFKHV 7KHILUVWSDJHVKRXOGEHRQ $3RUWUDLW $5/DQGVFDSH Ruljlqdosdshuvlhpxvwehghvljqdwhg$3RUWUDLW $5/DQGVFDSH 2QFRPSOHWLRQRIWKHIDMRE 5DLVHWKHGRFXPHQWIHHGHURU QWHUQHWD.H\ HDWXUHV.H\ Sdjhv 5HVROXWLRQSDJH Ljkwhqdunhqsdjh 2ULJLQDOW\SHSDJH 6HOHFWWKHDHDWXUHV IDFKDUDFWHULVQRUPDOO\ QWHUWKHD1XPEHU\SDG Fkdudfwhu 3UHVV6WDUW@ $FFRXQWFRGHQwhudffrxqwfrgh 6WDUWNH\ Reqxpehu 6FDQQLQJLQWRPHPRU\Ldolqj Reqxpehu 6FDQQLQJSDJH 0HPRU\UHPDLQLQJ DXWRPDWLFDOO\SULQWVDUHSRUWDIWHUHDFKWUDQVPLVVLRQ 0DQDJLQJD-REV$XWRPDWLF5HGLDOLQJ Uhshdwwkhwudqvplvvlrqsurfhgxuh 5HGLDO3DXVHNH\0DQXDOLDO 5HGLDO0DQXDO5HGLDO HUR6XSSOLHV MREVFXUUHQWO\VSRROHGDUHGLVSOD\HG 0HPRU\ RE1XPEHUVDQFHOOLQJDD-RE RE6WDWXV.H\ Hohwh Hohwhwklvmre RefdqfhohgHUR Hohwh Hwdlo 8VHWKHVFUROONH\ WR Vhohfwwkhruljlqdovlhdqg SUHVV6WDUW@ XLOGLQJD-RE GLVSOD\HGDJDLQ8VHWKH VFUROONH\ Wrvhohfw RQH@DQGSUHVVQWHU@ XLOGD-RE5HVROXWLRQ 6WDQGDUG Ljkwhqdunhq $XWR Hdfkruljlqdo Sdxvh LDOLQJ0HWKRGV\SDGLDOLQJ 8VLQJWKH3KRQHERRN 5HFHLYH 0DQXDOLDO2QKRRNDQG2IIKRRNLDOLQJLdoidqxpehu Rppxqlfdwlqjvhwwlqj Rppxqlfdwlqj 5HFHLYLQJ0RGH Hvfulswlrq 6HTXHQFHRI2SHUDWLRQ 5HFHLYLQJDD Grfxphqwv FRS\LQJRSHUDWLRQ Wkhskrqh6HFXUH5HFHLYH 5HGXFH5HFHLYH Orzhusruwlrqridorqj LvfdugwudGDWDPD\EHORVW Khqhqdeohgglvfdugvxs 5HVROXWLRQRSWLRQV 6WDQGDUGDHDWXUHV5HVROXWLRQ 6XSHUILQH 4XLFN3DWKZD\ Ljkwhqdunhq Ljkwhq $XWR Dunhq 0DQXDO Kdoiwrqhruskrwrjudsklflpdjhv Looxplqdwhg Fryhu OLS3DQHO&RYHU LUHFW$FFHVV.H\V 7KH$FWLYLW\5HSRUWFRQWDLQVWKHGHWDLOVRIVHQGDQGUHFHLYH $FWLYLW\5HSRUW3ULQWQXPEHU $FWLYLW\5HSRUW2SWLRQV 6SHHGGLDOV Urxsv 2QHWRXFKNH\V 3KRQHERRN5HSRUW3KRQHERRNUHSRUW $OO5HSRUWV 6SHHGGLDOV Urxsv \1DPH3KRQHERRN5HSRUW 6SHHGLDO3KRQHERRN5HSRUW DVVLJQHGWRD2QH7RXFK.H\ 2QH7RXFK3KRQHERRN5HSRUW7RSULQWWKH6SHHGLDO3KRQHERRN5HSRUW 2QH7RXFKNH\QXPEHU 7RSULQWWKH2QH7RXFK3KRQHERRN5HSRUW $OOUHSRUWV WHP Hvfulswlrq URXS3KRQHERRN5HSRUW6SHHGGLDOV RQILUPDWLRQ5HSRUW2SWLRQV RQILUPDWLRQ5HSRUWRqilupdwlrquhsruw UURUVRQO\ Vzlwfkwrwrqhgldolqj 7RQHLDOQxpehu Gldolqj QWHUWKH&KDUJH&RGH KDUJH&RGHQXPEHUVWKDWDOZD\VUHTXLUHWKLVIHDWXUH Ghsduwphqwhwhqvlrqvlqrwkhuorfdwlrqv KdlqldoKdlqgldo Qwhuidqxpehuru Qxpehufrqilupvwkh Dgydqfh HOD\6HQGHOD\VHQG 7LPH HOD\6HQG2SWLRQV Qxpehuv 0DQXDO*URXS0DQXDOJURXS 1HWGHVWLQDWLRQ Hohwh 0RGLI\Idwhohskrqhqxpehu 7RUHYLHZDOLVWRIWKH Qxpehuvhqwhuhgvhohfw 7RGHOHWHDGHVWLQDWLRQIURP SuhylrxvvfuhhqVhqgvwkhgrfxphqw 1HWGHVWLQDWLRQ 5HYLHZOLVW RQH Luhfwvhqg LUHFW6HQG DFFHVVNH\RQIOLSSDQHO 3ULRULW\3ULRULW\ID 6HQGLQJ 5HVHQG 8VLQJWKH0DLOER,787IXQFWLRQUHTXLUHVWKDWWKHPDLOER 0DLOER7KHIROORZLQJW\SHVRIPDLOERHVDUHDYDLODEOH XOOHWLQ%RDUG%R Rqilghqwldo Xoohwlqerdug 0DLOER0DLOERVHWXS UHDWLQJD/RFDO0DLOER Wrwklver 0DLOERVHWXS&RQILGHQWLDO6HWXSSDVVZRUG \SDGWRHQWHUWKH 0DLOERQXPEHUPD HohwhpdloerqxpehuHOHWLQJD/RFDO0DLOER 0DLOERVHWXS Ihdwxuhvsurjudpphg 0DLOERGHOHWHG6WRULQJDRFXPHQWLQD/RFDO0DLOER UHGLVSOD\V Hohwhfrqwhqwv Rqilghqwldo6WRUH&RQILGHQWLDO 3ULQWPDLOER 6HQGWRPDLOER 3ROOIURPPDLOER 6HOHFW&RQILGHQWLDO@WR 6HQGWRPDLOER 3ROOIURPPDLOERWkhsdvvzrug Grfxphqwiurp HOHWLQJDRFXPHQW6WRUHGLQD/RFDO0DLOER 3ULQW&RQILGHQWLDO3ULQWLQJ 5HVROXWLRQ 6WDQGDUG / $XWR 6WRUHWRPDLOER 3ULQWPDLOER 6HQGLQJWRD5HPRWH0DLOER 7KHGRFXPHQWLVVHQWWRWKH 6HQG&RQILGHQWLDO 7R3ROOWKHGRFXPHQWIURPD 3ROOLQJD5HPRWH0DLOERERDUG@ 3UHVVQWHU@ 3ROO&RQILGHQWLDO \ERDUGRQIOLSSDQHOWR RYHU6KHHWRyhuvkhhw Vhqglqjdgrfxphqw 3ULQW 8VHWKLVRSWLRQWRSULQWDFRYHUVKHHW RYHU6KHHW2SWLRQV7KH0HQX0DSSULQWVWKHQ 5HDG\PRGH3ULQWLQJ 1XPEHURISDJHV 6HFXUHUHFHLYH Lvwhqwrgldowrqh 6HQGRSWLRQV 6HFXUH6HQG 6HQG2SWLRQVLvwhqwrgldowrqh 1XPEHURISDJHV 6HFXUHUHFHLYH 6XEDGGUHVV RII 8VHWKHVFUROONH\ WR VHOHFWUURUFRUUHFW&0@ DQGSUHVVQWHU@ 6HFXUHVHQGUURU&RUUHFW&0 6HFXUH6HQG2SWLRQV 2II 8VHWKLVRSWLRQWRVZLWFKRIIUURU&RUUHFW0RGH UURUFRUUHFW&0UURU&RUUHFW&02SWLRQV DQGSUHVVQWHU@ 6XEDGGUHVV68% 7UDQVPLWDGRFXPHQWWRDUHPRWHVXEDGGUHVV 6XEDGGUHVVWkhvxedgguhvv Vxedgguhvv RII 6XEDGGUHVV6HOHFWLYHSROOLQJ63 Wlph 8VLQJWKHQXPHULFNH\SDG 6XEDGGUHVV68% 8VHWKHVFUROONH\ WR VHOHFW6XEDGGUHVV@DQG SUHVVQWHU@ 3ROOLQJDRFXPHQWXVLQJD6XEDGGUHVV 6HOHFWLYHSROOLQJ63 6HOHFWLYH3ROOLQJ63 8VHWKHVFUROONH\ WR VHOHFW6HQGDIWHUVFDQ@DQG SUHVVQWHU@ UURUFRUUHFW&0 RQ6HQG$IWHU6FDQ 6HQG$IWHU6FDQ2SWLRQV 6HQGDIWHUVFDQ 8VHWKHVFUROONH\ WR VHOHFW/RQJRULJLQDO@DQG SUHVVQWHU@ Rqjruljlqdo 2Q 8VHWKLVRSWLRQWRHQDEOHDORQJRULJLQDOWREHWUDQVPLWWHG RQJ2ULJLQDO2SWLRQV 8VHWKHVFUROONH\ WR VHOHFW/LVWHQWRGLDOWRQH@DQG SUHVVQWHU@ LVWHQWRLDO7RQHLVWHQWRLDO7RQH2SWLRQV Sroolqjrshudwlrqvirudqlqglylgxdomre Sdjhfrxqwlvgliihuhqw 1XPEHURI3DJHV6HQGRSWLRQV Lvwhqwrgldowrqh 6HFXUHUHFHLYH 1XPEHURISDJHV Shulrgvshflilhglqwkhghidxowvhwwlqj 6HFXUH5HFHLYH0DQXDO6HQGRSWLRQV Lvwhqwrgldowrqh 1XPEHURISDJHV 6HFXUH5HFHLYH2SWLRQV 3ULQWUHSRUW 3ULQW5HSRUW6HQGRSWLRQV Lvwhqwrgldowrqh 1XPEHURISDJHV 6HFXUHUHFHLYH 3ROOLQJ 0HQXPDS 6FDQWREHSROOHG 3ROOLQJ0HQXPDS 3ROOLQJ 3ROO URXS3ROO 3ROO$GGVHFXULW\FRGH 6HFXULW\FRGH 8VHWKHVFUROONH\ WR VHOHFW3ROOLQJ@DQGSUHVV 6FDQWREHSROOHG 6HQGWKHQSROO Dqghqwhuwkhjurxsqxpehu IWKH*URXSQXPEHUVWREH 0DQXDO*URXS Jlyhqwlph 6FDQWREH3ROOHGZLWKRXWVHFXULW\RSWLRQVDVVLJQHG Rswlrqvduhdydlodeohirupxowlsrooerhv 6WRULQJDRFXPHQW 6FDQWREHSROOHG0XOWLSROOER 6HFXUHIDQXPEHUPD 3ROORQFHER6HFXULW\ RII 6HFXUHIDQXPEHU RII 6HFXULW\ RII 6HOHFW6WDUW@WRVFDQWKH 7R5HSODFHRU$GGD6WRUHGRFXPHQWGrfxphqwwrehsroohg 8VHWKHVFUROONH\ WR VHOHFW3ROOLQJ@DQGSUHVV QWHU@ 7RGHOHWHDQGUHSODFHWKH 5HWDLQGHWDLOVXVHGSUHYLRXVO\ 6HOHFWWKHFKDQJHRSWLRQ 8VHWKHVFUROONH\ WR VHOHFW6HQGWKHQSROO@DQG SUHVVQWHU@ 6HQGWKHQSROOSurfhgxuh 6HOHFWDQ\DGGLWLRQDOID RQWLQXRXV3ROOLQJ Rqwlqxrxvsroo PLQ QwhuydoEhwzhhqfdoo QWHUVHFXULW\FRGH RQWLQXRXV3ROOLQJVWDUWV 7RFOHDUWKHFRQWLQXRXVSROO OhdufxuuhqwvhwwlqjvHOHWLQJ&RQWLQXRXV3ROO-REV Uhhqwhuwkhlqirupdwlrq 7KHPHQXPDSSULQWV 0HQXPDS 3ULQWLQJDFFHSWHGUhsruwirupdw QG6WDWLRQVXSWR 7875HOD\&RPPXQLFDWLRQV2ULJLQDWRU 5HOD\ 6WDWLRQ Vwdwlrqvjurxsv 6HQG5HOD\ 127$3DVVZRUGLVUHTXLUHGUHFHLYHWRD5HOD\%R 3KRQHERRNSDJH 6HWWLQJXSD5HOD\6WDWLRQ 3UHVV3KRQHERRNNH\ 2QHWRXFKNH\ 0DLOERVHWXS5HOD\5HOD\HQGQXPEHU Fuhdwh $GGQHWQXPEHU 3KRQHERRN$OSKDGLDO Urxsgldo 2QHWRXFKNH\ HUR Uhprwhxvhu 5HOD\WUDQVPLVVLRQUHSRUW0DLOERVHWXS 0DLOERGHOHWH HOHWLQJD5HOD\%R 6HOHFW0DLOERVHWXS@DQG SUHVVQWHU@ 8VHWKHVFUROONH\ WR VHOHFWDGHIDXOWV@DQG SUHVVQWHU@ Kdqjlqjdhidxowv0DFKLQHGHIDXOWV RS\GHIDXOWV 6HWWLQJV Hvfulswlrq 3KRQHERRNVHWXS DghidxowvLqhprqlwru 5HFHLYHLQWHUYDO Dhidxowv NH\V 6HWWLQJV Hvfulswlrq Lqhprqlwru$OZD\V Rshudwlrqv 5HFHLYHLQWHUYDO Ldoprgh 6HWWLQJV Hvfulswlrq 5HVROXWLRQ 1RRIUHGLDOV 6HWWLQJV Hvfulswlrq 5HGLDOVQwhuydo XVLQJWKHVFUROONH\V 0HPRU\VHQG 6HWWLQJV Hvfulswlrq $QVZHUPRGH 5HVHQGVWRUHGID 6HWWLQJV Hvfulswlrq 6HFXUHVHQGRyhuvkhhw 6HSDUDWRUSDJH 6HWWLQJV Hvfulswlrq 6HQGKHDGHU6HQGDIWHUVFDQ $FFRXQWFRGH 5HFHLYHWRPHPRU\ 6HWWLQJV6HFXUHUHFHLYH 5HFHLYHKHDGHU 6HWWLQJV Hvfulswlrq 5HGXFHUHFHLYHLvfdughwud 5HIXVHMXQNPDLO D5HSRUWV 6WDWXV DpsohRGH 33ROOLQJ 0DLOER RQILUPDWLRQ5HSRUW0HPRU\6HQG D3ROO5HOD\5HSRUWVRQILUPDWLRQ5HSRUW URXS6HQG5HSRUW 8QVXFFHVVIXO URXS3ROO5HSRUWQeuv Zkhuhdqhuururffxuuhg 1XPEHURISDJHVWUDQVPLWWHG 5HOD\2ULJLQDWRU5HSRUW5HOD\ERQXPEHU Uhgxfhsulqw 5HOD\6WDWLRQ5HSRUW 6XFFHVVIXOQEUV LVWRI6SHHGLDO2QH7RXFKRU*URXS 5HOD\HVWLQDWLRQ5HSRUWQeuv Qxpehuvzkhuhdqhuururffxuuhg Zdvhqwhuhg RFDOWR0DLOER5HSRUW 5HPRWHWR0DLOER5HSRUW 5HOD\6WDWLRQ5HSRUWReqxpehu 0DLOERQEU 0DLOERQXPEHU 0DLOERW\SH Erdug Lqglylgxdoqhhgv KDQJLQJ5HSRUWVHIDXOWV5HSRUWGHIDXOWV 5HFHSWLRQUHSRUWV Frppxqlfdwlrqvrffxu 5HSRUWHIDXOWV2SWLRQV Hvfulswlrq $FWLYLW\UHSRUW RU5HFHLYHG@ $XWRSULQW Rqilupdwlrquhsruw 2SWLRQV Hvfulswlrq DSROOUHOD\6HQGWUDQVPLVVLRQ VHOHFW2II@ RQILUP0HPRU\ 3ULQWV0HPRU\6HQG7UDQVPLVVLRQ DHIDXOW6HWWLQJ 2SWLRQVVhqguhvxowv Urxssroouhsruw 3ULQWV*URXS3ROOLQJ7UDQVPLVVLRQ UhvxowvVHOHFW$OZD\V@ 3ULQWVUHVXOWVIRU5HOD\ 2SWLRQV Hvfulswlrq5HOD\VWDWLRQ UURURQO\@ Rfdowrpdloer 2SWLRQV Hvfulswlrq 5HFHSWLRQUHSRUWVSDUW\ Hidxow &XVWRP QWHUQHWDDQG6FDQWRPDLO 5HFHLYHDQGSULQWPDLOPHVVDJHVIURP3&¶VDQG 2YHUYLHZZrunvwdwlrqv 7RXVHWKH,QWHUQHWDDQG6FDQWRPDLOIXQFWLRQVWKHPDLO 7KHHIIHFWLYHVFDQQLQJZLGWKLVPPLQFKHV QWHUQHWDDQG6FDQWRPDLO3URFHGXUH Uhtxluhg 7RUQZULQNOHGFXUOHGRUIROGHGVKHHWV 127RULQVWUXFWLRQVRQ QWHUQHWD.H\HDWXUHV.H\ 6FDQWRPDLO.H\ Qwhupdlodgguhvvpd 6HOHFWWKHHDWXUHV \SDGWRHQWHUWKHHPDLO Dgguhvvriwkhuhflslhqw \ERDUGOLS3DQHO QWHUWKHPDLO$GGUHVVMRMR#HURFRP 6HOHFWRULJLQDOVLH $ $ $ Uhtxluhvfdqqlqjxvlqjwkhgrfxphqwjodvv 6FDQQHWRULJLQDO Dqgsulqwvrxwwkhpdlo 5HFHLYLQJ0RGH 7KHIROORZLQJUHFHLYLQJPRGHVDUHDYDLODEOH 7RPDQXDOO\FKHFNLIDQHPDLOKDVEHHQUHFHLYHG $XWR5HFHLYH0DQXDO5HFHLYH 3UHVVWKH5HVROXWLRQ@NH\ 6WDQGDUG,QWHUQHWDDQGPDLOHDWXUHV Iwkhuhvroxwlrqriwkh 5HVROXWLRQXvwrp DQGSUHVVQWHU@ \RXNQRZWKH5HFHLYHUSDSHU VLH 6HOHFW5HFHLYHUSDSHUVLH Ehlqjvfdqqhg Looxplqdwhg 2ULJLQDO7\SH.H\ 3KRWR LUHFW$FFHVV.H\V OLS3DQHO RUN&HQWUH3UR8VHU*XLGH WRPDLO@NH\ Frppxqlfdwlrqv 7RPDQXDOO\SULQWDQ$FWLYLW\5HSRUW 7RSULQWDOO%\1DPH6SHHGLDO2QH7RXFKDQG*URXS 3KRQHERRN5HSRUWV NH\WZLFHRUSUHVVWKH6FDQ WRPDLO@NH\ 3UHVVWKH3KRQHERRN@GLUHFW Ldoqxpehuv 6DQXPEHU 6SHHGLDO*URXSRUDQXPEHUDVVLJQHGWRD2QH7RXFK 7KHIROORZLQJLQIRUPDWLRQLVSULQWHGRQWKH2QH7RXFK 5HDG\PRGH RQILUPDWLRQUHSRUW2Q2IIVWDWXV Rwkwhohskrqhdqgpdlo 0DLOPRGH 3UHVVWKHD,QWHUQHWD@ NH\WZLFHRUSUHVVWKH6FDQ Rffxuvgxulqjwkhwudqvplvvlrq Qwhupdlodgguhvvru SUHVV3KRQHERRN RU2QHWRXFKNH\ QWHUQHWDDQG6FDQWRPDLO $SUDP 5HVROXWLRQ GSL / $XWR Uhfhlyhghpdlov Khfnpdlo3ULQWLQJD0HQX0DS $GGHGIHDWXUHV RUN&HQWUH3UR8VHU*XLGH 7KLVFKDSWHUSURYLGHVLQVWUXFWLRQVRQSODQQLQJVHWWLQJXSDQG 3KRQHERRN 8VHWKHIROORZLQJOLVWDVDQDLGLQSODQQLQJWKH3KRQHERRN 6HWWLQJXSWKH3KRQHERRN3ODQQLQJWKH3KRQHERRN Dydlodeoh Rxwvlgholqh Gldohgdiwhuwkhuhgldodwwhpswv 6HWWLQJ8S6SHHGLDO1XPEHUVUhtxluhguhsruwv 8VHWKHVFUROONH\ WR VHOHFW3KRQHERRNVHWXS@ 3KRQHERRNVHWXS7R$VVLJQ6SHHGLDO1XPEHUV QWHUWKH6SHHGLDO1XPEHU QWHUWKHD1XPEHU Dqxpehu $OWHUQDWHIDQXPEHU Drswlrqv Pdlodgguhvv PdlorswlrqvQWHUWKH6SHHGLDO1DPH 6XEDGGUHVV DrswlrqvQwhudowhuqdwhidqxpehu HOD\VHQG Rqilupdwlrquhsruw Lvwhqwrgldo Iqrdrswlrqvduh UHTXLUHGVHOHFW2II@DQG SUHVVQWHU@ 6HOHFWWKH6SHHGLDOPDLO2SWLRQV PdlorswlrqvRqilupdwlrquhsruw 5HFHLYHUFDSDELOLW\ QWHUWKHPDLO$GGUHVV 6HOHFWRQHWRXFKNH\RU 3UHVV175LIGRQH DqxpehuDrswlrqv Pdlodgguhvv Pdlorswlrqv 8VHWKHVFUROONH\ WR VHOHFWDGHIDXOWV@DQG 6HWWLQJ8S2QH7RXFK.H\V7R$VVLJQ2QH7RXFK.H\V Diwhuwkhuhgldodwwhpswv 3UHVV2QHWRXFKNH\ 2QH7RXFKNH\2QH7RXFKNH\ QWHUWKH2QH7RXFK1DPH RUN&HQWUH3UR8VHU*XLGH 6HOHFWWKH2QH7RXFKD2SWLRQV 6HOHFWWKH2QH7RXFKPDLO2SWLRQV QWHU6SHHGGLDOQXPEHURU 3UHVV175LIGRQH 2QHWRXFKNH\$OWHUQDWHIDQXPEHU 8VHWKHVFUROONH\ WR VHOHFW3KRQHERRNVHWXS@ DQGSUHVVQWHU@ 6HWWLQJV0RGLI\LQJRUHOHWLQJ6SHHGLDORU2QH7RXFK DVVLJQHG´PHVVDJHGLVSOD\V ZKLFKUHTXLUHVPRGLI\LQJRU Ghohwlqj 6SHHGLDO2QHWRXFKNH\V Lvwhqwrldo D2SWLRQVD2SWLRQ 2SWLRQV Hvfulswlrq RQH HOD\6HQG Surpswhgqxphulfgljlwv D2SWLRQ 2SWLRQV Hvfulswlrq 6XE$GGUHVVQxphulfgljlwvpdlpxp 6XEDGGUHVV68% 5HFHLYHU&DSDELOLW\ PDLO2SWLRQVPDLO2SWLRQ 2SWLRQV Hvfulswlrq RQH Lhogv Rpphqwv 6HWWLQJ8S*URXS1XPEHUV DQGSUHVVQWHU@ 8VHWKHVFUROONH\ WR 7R3UHVHW1XPEHUVWRD*URXS Qwhujurxsqxpehu UrxsURX S Pdlodgguhvvvhwxs Qwhuvshhggldo RURQHWRXFKNH\ 5HYLHZOLVW$GGQHWQXPEHU 5HYLHZOLVW Ehhqpdgh 7KH*URXSVHWWLQJLQLWLDO VFUHHQUHGLVSOD\V RUGHOHWHWKH³$OUHDG\DVVLJQHG´PHVVDJHGLVSOD\V 8VHWKHVFUROONH\ WR VHOHFW*URXSV@DQGSUHVV QWHU@ 7KH*URXSQXPEHULVGHOHWHG 0RGLI\GHVWLQDWLRQV 5HWDLQ7RHOHWHD*URXS QWHUWKH*URXSQXPEHUWR 8VLQJWKHVFUROONH\VVHOHFW HUR6XSSOLHV Hohwh 0RGLI\0RGLI\LQJD*URXS KHQ\RXKDYHFRPSOHWHG 2QH7RXFKNH\V LOOLQJRXWWKH2QH7RXFK/DEHO 6SHHGLDOLQJ $OSKDLDOLQJ Urxsldolqj 2QH7RXFKLDOLQJ 8VLQJWKH3KRQHERRN6SHHGLDOLQJ 8VLQJ6SHHGLDOLQJ 3KRQHERRNV $OSKDLDOLQJ8VLQJ$OSKDLDOLQJ 6DOHVHSDUWPHQW 6XSSOLHV $OSKDGLDO6SHHGGLDO 6DOHV 6SHHGGLDO $OSKDGLDO UrxsldolqjUrxsgldo 8VLQJ*URXSLDOLQJ 2QHWRXFKNH\ Hurxursh 2QH7RXFKLDOLQJ2QHWRXFKGLDO 8VLQJ2QH7RXFKLDOLQJ 0DLQWDLQLQJWKH3URGXFW FOHDQLQJPDWHULDOVRQO\DVGLUHFWHGLQWKLVGRFXPHQWDWLRQ OhdqlqjOHDQLQJWKHRUN&HQWUH3UR 7RHQVXUHRSWLPXPLPDJHTXDOLW\DWDOOWLPHVFOHDQWKH RQWURO3DQHO.H\ERDUG/&LVSOD\RFXPHQWHHGHUDQG2XWSXW7UD\ Gdpshqhgzlwkzdwhuru 2SHQWKH6LGH&RYHU 7UDQVIHU&RURWURQLUHSulqwrudzklwholqhdsshdulqjlqwkhgluhfwlrqriwkhsdshuihhg Vwhsvirufohdqlqjlqvwuxfwlrqv 7KH7UDQVIHU&RURWURQLUH OHDQLQJ7RROKDVWZR6KRXOGHUV Vkrxoghuv RUN&HQWUH3UR8VHU*XLGH 7UDQVIHU &RURWURQLUH Fdvlqj 7RQHU&DUWULGJH UXP&DUWULGJH 2UGHULQJ6XSSOLHVXvwrphu 3DUW1XPEHU Xursh Rqwkhfduwulgjher XVWRPHU5HSODFHDEOH8QLWV5HSODFLQJWKH7RQHU&DUWULGJH Lqvwdoodqhzwrqhufduwulgjh 5DLVHWKHFDWFKWRXQORFNDQG UHOHDVHWKH7RQHU&DUWULGJH 3XOOWKHWDEWRUHPRYHWKH QVWDOOWKH1HZ7RQHU ORVHWKHURQW&RYHU 7RRSHQWKH$XWRXSOH8QLW 5HSODFLQJWKHUXP&DUWULGJH DUWULGJH´RQSDJH ³5HSODFLQJWKH7RQHUXvlqjwkhlqvwuxfwlrqv $V\RXZLWKGUDZWKHUXP &DUWULGJHVXSSRUWLWE\ Hwhqghgshulrg 5HPRYHWKHQHZUXP Duwulgjhiurpwkher DFN URQW5LJKW Hiwurqw Iroorzlqjlooxvwudwlrqv 3XOOWDEVQXPEHUHGWR 5HPRYHWZRSLHFHVRIWDSH Wdsh RPSOHWHO\UHPRYHDOOWKH Sdshudqgdvvrfldwhgwdsh 3XOOWDEWRXQIROGSURWHFWLYH Sdshu Surwhfwlyhsdfndjlqj Ohiw Sodvwlfvwulsdorqjwkherwwrp RUN&HQWUH3UR8VHU*XLGH Uhfhswdfoh 5HLQVWDOOWKH2RQHILOWHU 5HSODFLQJWKH2RQHLOWHUOrvhdoofryhuvdqggrruv 3XVKRXWWKHHLVWLQJXVHG Orvhwkhwrsfryhuriwkh Frqyhqlhqfhvwdsohuxqlw 5HSODFLQJWKH6WDSOH&DUWULGJHWkhvwdsohuxqlw ULSSLQJWKHVLGHVRIWKH6WDSOH 8SWRWKUHHSDSHUWUD\VFDQEHLQVWDOOHGRQWKHRUN&HQWUH3UR RDGLQJ3DSHURDGLQJWKH3DSHU7UD\V \RXZLVKWRORDGSDSHURID Jxlghlqwrlwvqhzsrvlwlrq HIW*XLGH JxlghvWkhluqhzsrvlwlrq 7RDGMXVWWKH/HIW*XLGH Gluhfwlrqdoduurzv 0DFKLQHVWDWXVRXUZD\ Qwhu RS\GHIDXOWV Dghidxowv 0DFKLQHGHIDXOWV3DSHUWUD\V 6HOHFWSDSHUVLH HDWXUHVNH\ RDGLQJWKH%\SDVV7UD\ RUN&HQWUH3UR8VHU*XLGH Surylghg DVLF7URXEOHVKRRWLQJ 3DSHUSDWK-DP RQYHQLHQFH6WDSOHU-DP DP&OHDUDQFH$FFHVV$UHDV 7KHUHDUHWKUHHW\SHVRIMDP Ohdusdshumdp 2SHQVLGHFRYHU 8VHWKHVFUROONH\ WR Surfhhgwrwkhqhwvwhsdqg SUHVVQWHU@ Uljkwkdqgvlghfryhu Ohdusdshumdp &ORVHVLGHFRYHU 3UHYHQWLQJ3DSHU-DPV6SHFLILFDWLRQV WKHMRE7KHRULHQWDWLRQRIWKHSDSHULQWKHSDSHUWUD\PXVW Ruljlqdo DPSOHRIRFXPHQWHHGHU$$-DP 3UHVVVWDUWWRUHVXPH DPSOHRI&RQYHQLHQFH6WDSOHU-DPDuplqjxs 7KHWHOHSKRQHQXPEHURIWKHHURHOFRPH&HQWUHRU\RXU DOOLQJIRU6HUYLFHLVSOD\LQJUURU&RGHV XVWRPHU6XSSRUW7HOHSKRQH1XPEHU UURU0HVVDJH UURU0HVVDJHVDQG&RGHVUURU0HVVDJHV DQ\ORVWFRPPXQLFDWLRQ 7UD\LVQRWUHDG\ 0HPRU\HUURU XV\QRDQVZHUHdwxuhxqdydlodeoh 3RZHUIDLOXUH 0HPRU\LVIXOO OHQJWKLO\SRZHUIDLOXUH Srzhu Qxpehuriruljlqdosdjhv$GGSDSHU Uhpryhg Fryhuv UURU&RGHV7HPSRUDU\ 7UD\HUURU Phfkdqlvp Huuru 7UD\HUURU Orvhfryhuvdiwhuzdugv VhqvruFryhudiwhuzdugv MDP RSHQHGGXULQJFRS\LQJ SDSHU&ORVHFRYHUVVHQVRUIURP7UD\ Orvhfryhuv 5HPRYHSDSHUIURPWUD\ Lihhqg5HSODFHUXP&DUWULGJH 7RQHULVQHDUO\HPSW\ 5HSODFHWRQHUFDUWULGJH 2SHUDWRURUDORFDOVHUYLFHUHSUHVHQWDWLYH PDJH4XDOLW\3UREOHPVQhdududgldwru 7URXEOH KHFN3RLQW D3UREOHPV7UDQVPLVVLRQ3UREOHPV UHPRWH$HYHQWKRXJKLWLV QRUPDOO\Ihhghuruidfhgrzqrqwkhgrfxphqwjodvv Ehlqjvhqw 5HFHSWLRQ3UREOHPV 3DSHU-DP VWKHVSHFLILHGSDSHUW\SHEHLQJXVH+DVWKHSDSHUEHHQVWRUHGFRUUHFWO\ Dxvh +RZWR&RUUHFW RGH Uuru Dxvh +RZWR&RUUHFW 0DFKLQHHIDXOWV6HWXSV 7KH0DFKLQHHIDXOWVRSWLRQV KDQJLQJ0DFKLQHHIDXOWVHidxowvhwwlqjlvwkhqsurylghg 7KH0DFKLQH6WDWXVPHQX 8VHWKHVFUROONH\ WR VHOHFWDWUD\DQGSUHVV QWHU@ 3DSHU7UD\V 3DSHUWUD\V DONXS6FUHHQDonxsvfuhhq 7LPH2XW 7LPHUV7LPHUV Ydoxh 6WDQGE\0RGH7LPHRXW 6WDQGE\ PLQ 7LPHRXW 6WDQGE\PRGH 6WDQGE\PLQ 6OHHS0RGH RUN&HQWUH3UR8VHU*XLGH Lvdeoh QWHUUXSW.H\QWHUUXSWNH\ 6SHDNHUYROXPH Hsduwphqwfrgh \WRXFKYROXPH 5LQJHUYROXPH 0RQLWRUYROXPH 6SHDNHU9ROXPH6SHDNHUYROXPH QWHUUXSWNH\ Vhwwlqj 3UHVVQWHU@ Iruhdfkghsduwphqw HSDUWPHQW&RGHVWKHQPRQLWRUHDFKGHSDUWPHQW¶VXVDJH IRUVHWWLQJXSLQGLYLGXDOHSDUWPHQW&RGHV 0DVWHUFRGHQXPEHU Qwhupdvwhufrghqdphpd Hsduwphqwfrghv0DVWHUFRGH QWHUUXSWNH\ 6SHDNHUYROXPH Qwhupdvwhufrghru Qwhughsduwphqwfrgh 0DVWHUFRGHQXPEHU Qwhupdvwhufrgh6HWXSRILQGLYLGXDOHSDUWPHQW&RGHV 8VHWKHVFUROONH\ WR VHOHFWHSDUWPHQWFRGH@ DQGWKHQSUHVVQWHU@ Vhwxsvfuhhqvlvsurylghg Hohwhdoofrghv 3ULQWDOOFRGHVHsduwphqwqxpehu Qwhughsduwphqwqdphpd Qwhupdvwhufrghru Qwhughsduwphqwfrgh Hsduwphqwqxpehu Qwhupdvwhufrgh WRPRGLI\HLVWLQJFRGHV HS0RGLI\DUWPFXUUHQWHQWFRGHVFRGHV 0RGLI\LQJDQGHOHWLQJHSDUWPHQW&RGHV3UHVVQWHU@HOHWHDOOFRGHV6HOHFW0RGLI\FXUUHQWFRGHV@ 7KHFRGHLVGHOHWHG Hsduwphqwqxpehu8QDYDLODEOH$OUHDG\DVVLJQHG Hsduwphqwqxpehu Hohwhg Qwhughsduwphqwqdphpd Qwhu Ghsd Uwphq Wfrgh 8VLQJHSDUWPHQW&RGHV 4XLFN3DWKZD\ 0DFKLQH6WDWXV Hidxowvhwwlqjv 5HPRWHVHUYLFH 5HPRWH6HUYLFH Rzqordgilupzduh 5HPRWHSDVVZRUG 6XSSOLHVRUGHU 5HPRWHVHUYLFH5HPRWH$FFHVV 5HPRWHDFFHVV 8VHWKHVFUROONH\ WR VHOHFWRZQORDGILUPZDUH@ DQGWKHQSUHVVQWHU@ RzqordglupzduhRzqordgilupzduh 5HPRWHDFFHVV Sdvvzrugpd 5HPRWH3DVVZRUG6HWUHPRWHSDVVZRUG 5HPRWHDFFHVV Rzqordgilupzduh 6XSSOLHV 2WKHULQIRUPDWLRQ 6XSSOLHV2UGHU6HWWLQJXSHVWLQDWLRQ 5HPRWHDFFHVV Rzqordgilupzduh 5HPRWHSDVVZRUG 7RQHURUGHULQJ Hvwlqdwlrqvhwxs6XSSOLHVRUGHU 6HOHFWVXSSOLHV 6HOHFWDXWRRUGHU Qwhusduwqxpehu QwhusduwqxpehuQWHUTXDQWLW\ 6HOHFWDXWRRUGHU Rqwdfwqdph Rqwdfwwhoqxpehu 6KLSWRQDPH 6KLSWRDGGUHVV 2WKHULQIRUPDWLRQQWHULQJ2UGHUHWDLOV Hvwlqdwlrqvhwxs 6XSSOLHV Hsduwphqwfrgh 6HWWLQJVUHSRUW 6XSSOLHVRUGHUUHSRUW3ULQWLQJWKH6XSSOLHVRUP Hidxowvhwwlqjv 7KHUHDUHWKUHHUHSRUWVWKDWFDQEHSULQWHGIURPWKH 3ULQWLQJ5HSRUWVHsduwphqwfrgh 6HWWLQJUHSRUW 6XSSOLHVRUGHUUHSRUW HSDUWPHQW&RGH5HSRUW Hsduwphqwfrgh DUG7LPHW\SHRXW 6HWWLQJV5HSRUW 6XSSOLHVRUGHUUHSRUW 6HWWLQJVUHSRUW7R3ULQWWKH6HWWLQJV5HSRUW Rulqirupdwlrqrqvhwwlqjxswkhuhsruwuhihuwrsdjh 6XSSOLHV2UGHU5HSRUW7R3ULQWWKH6XSSOLHV2UGHU5HSRUW 0DFKLQH6HULDO1XPEHU XVWRPHU6XSSRUW KDQJLQJWKH,QLWLDO6HWXSHidxowvhwwlqjv 3ULQWUHSRUW Wkhvhwxsvdydlodeoh 6HWWLQJ DWH7LPHQLWLDO6HWXS DWH7LPH 6HWWLQJ 7LPHIRUPDWGD\ 7XH 7LPHRUPDW 0RQWKRUPDW DwhirupdwDwhrupdw 6HWWLQJ 7LPHIRUPDW 0RQWKIRUPDW Phdvxuhphqwvlqlqfkhvruploolphwuhv RfdoldwlrqRfdoldwlrq 0DFKLQHVHULDOQXPEHU Xvwrphuvxssruw 1HWZRUN Wdoldqr Hxwvfk 1HGHUODQGV DqjxdjhDqjxdjh Rfdoldwlrq 6HOHFW0DFKLQH,@XVLQJWKH VFUROONH\ Dqgsuhvv QWHU@ 0DFKLQH0DFKLQH ID&RXQWU\FRGHLVQRW RXQWU\FRGH Wkhvhwxsv 0DFKLQH6HULDO1XPEHU0DFKLQHVHULDOQXPEHU 6HOHFW0DFKLQHVHULDO QXPEHU@XVLQJWKHVFUROONH\ DQGSUHVVQWHU@ Xvwrphuvxssruwqxpehu XVWRPHU6XSSRUWXvwrphuvxssruw HUR6XSSO\1XPEHU HURVXSSO\QXPEHU 0DFKLQHVHULDOQXPEHU Xvwrphuvxssruw 1HWZRUN 6HOHFW0HQXPDS@XVLQJWKH 0HQX0DSHidxowvhwwlqjv 3ULQWUHSRUW Qlwldovhwxs VFUROONH\ Dqgsuhvv QWHU@ Qglylgxdowhvw 3ULQWWHVWUHVXOW 6HOI7HVW$XWRPDWLF7HVW 6HOIWHVW Qglylgxdo WHV W $XWRWHVWQGLYLGXDO7HVW 8VHWKHVFUROONH\ WR VHOHFW3ULQWWHVWUHVXOW@ 3UHVVQWHU@ 3ULQW7HVW5HVXOW3ULQWWHVW $XWRWHVW Qglylgxdowhvw 6HOIWHVW XVWRPHU6XSSRUW1XPEHU 6HOHFW0DFKLQHVHULDO QXPEHU@XVLQJWKHVFUROONH\ DQGSUHVVQWHU@ 0DFKLQH6HULDO1XPEHU6HOIWHVW Xvwrphuvxssruwqxpehu HURVXSSO\QXPEHU 7RWDOSULQWFRXQWHU 0DFKLQHUHYLVLRQV XVLQJWKHVFUROONH\ DQG SUHVVQWHU@ HUR6XSSO\1XPEHU6HOIWHVW Xvwrphuvxssruwqxpehu 0DFKLQHVHULDOQXPEHU 7RWDOSULQWFRXQWHU 0DFKLQHUHYLVLRQV 7RWDOSULQWFRXQWHU 7RWDO3ULQW&RXQWHU 0DFKLQHUHYLVLRQV 0DFKLQH5HYLVLRQV RUN&HQWUH3UR8VHU*XLGH 7KLVSURGXFWLVHTXLSSHGZLWKDZLUHW\SHSOXJSURYLGHG 7KLV$51,1*0DUNDOHUWVXVHUVWRKHDWHGVXUIDFHV Xqohvvsurshuyhqwlodwlrqlvsurylghg FrxogfuhdwhdkddugrxvvlwxdwlrqPdwhuldovrxwriuhdfkrifkloguhq Gdpdjhwrwkhsurgxfw Iroorzlqjqxpehu 6DIHW\6WDQGDUGV Qjodqg 5HJXODWRU\,QIRUPDWLRQUhodwhgwrorzyrowdjhhtxlsphqw UHSUHVHQWDWLYHRUE\FRQWDFWLQJ QYLURQPHQW+HDOWKDQG6DIHW\ DXWKRULW\WRRSHUDWHWKLVHTXLSPHQW Wdnhdghtxdwhphdvxuhv Vhuylfhgdqgpdlqwdlqhgdwdoowlphv DVHU6DIHW\7KHOHFWULFLW\DWRUN5HJXODWLRQV8.21 QDWLRQDOVWDQGDUGVERG\ 7KHUHJXODWLRQGRHVQRWLPSRVHRQDPRQJVWRWKHUV VdihPDLQWDLQHGE\FRPSHWHQWSHUVRQV $165 7KHUHJXODWLRQSODFHVDGXW\RQDOOHPSOR\HUV 3OHDVHFRQWDFWWKH52/LPLWHG&XVWRPHU6HUYLFH 2UJDQLDWLRQIRUIXUWKHULQIRUPDWLRQRQWKH52HTXLSPHQWLQP\SUHPLVHV 4867,21 ,UHTXLUHUHFRUGVRIDOOWHVWV Huwlilfdwlrqwr Lqydolgdwhlwvfhuwlilfdwlrq 5HJXODWLRQV6HQG+HDGHU5HTXLUHPHQWV DWD&RXSOHU,QIRUPDWLRQ RUN&HQWUH3UR8VHU*XLGH $ PPHGLDWHO\QRWLI\\RXRIWKHLUWHPSRUDU\DFWLRQ XQGHU&&UXOHVHDUO\PRUQLQJKRXUVRUODWHHYHQLQJV 7KHWHOHSKRQHFRPSDQ\PD\PDNHFKDQJHVWRLWV 1RWLFH7KH5LQJHUTXLYDOHQFH1XPEHU51DVVLJQHGWR DQDGLDQ&HUWLILFDWLRQDuhdv 5HSDLUVWRFHUWLILHGHTXLSPHQWVKRXOGEHPDGHE\DQ QHUJ\6WDUŠ QYLURQPHQWDO&RPSOLDQFH 7KHRUN&HQWUH3URDGKHUHVWRVWULFWVSHFLILFDWLRQV $SSHQGL%6SHFLILFDWLRQV $FFHVVLELOLW\ 0DFKLQH6SHFLILFDWLRQV+DUGZDUH&RQILJXUDWLRQ 0DFKLQHHLJKW =RRPUDQJHWRLQLQFUHPHQWV RS\6SHHGRS\0DJQLILFDWLRQV DUPXS7LPH \SDVV7UD\ $SSURYHG0HGLD 6WDFNLQJ&DSDFLW\ DSSURLPDWHO\VKHHWV HOLYHU\ Idfhgrzqlqrughu HQWUH7UD\OHFWULFDO6SHFLILFDWLRQV Xursh RUN&HQWUH3UR8VHU*XLGH 6SHFLILFDWLRQVB-4 1XPHULFV$SSHQGL$6DIHW\1RWHVA-1 3URFHGXUH6-14 RQILUPDWLRQ5HSRUW0HPRU\6HQG5-117HIDXOWVHWWLQJ5-127 DOOLQJIRU6HUYLFH9-7Kdqjlqjhidxowv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