,1752'8&7,21
7KH)RUPD[
7KHFRQWURODVVHPEO\FRQVLVWVRIDQ212))VZLWFKDUKHRVWDWWRFRQWUROWKHDPSOLWXGHRIYLEUDWLRQ DQGDUHFWL¿HUWRFRQYHUW$&WR'&
5HIHUWRWKHVHUYLFHLQVWUXFWLRQVSULRUWRLQVWDOOLQJDGMXVWLQJRUSHUIRUPLQJPDLQWHQDQFHRQWKLV MRJJHU
:$51,1* )DLOXUHWRIROORZWKHVHLQVWUXFWLRQVFRXOGUHVXOWLQXQVDWLVIDFWRU\MRJJHUSHUIRUPDQFH GDPDJHRUVKRUWHQHGVHUYLFHOLIHRUSHUVRQDOLQMXU\
,QVSHFWWKHMRJJHUIRUGDPDJHZKLFKPD\KDYHRFFXUUHGGXULQJVKLSPHQW,IDQ\GDPDJHLVIRXQGLP PHGLDWHO\QRWLI\WKHVKLSSLQJFDUULHUDQG\RXU)RUPD[DXWKRUL]HGGHDOHU
7KH)'3)'3 )'(MRJJHUVZHLJKDSSUR[LPDWHO\SRXQGVDQGWKH)'( MRJJHUZHLJKVDSSUR[LPDWHO\SRXQGVOLIWWKHMRJJHUE\WKHEDVHRQO\7KHYROWDJHDQGIUHTXHQF\ RIWKHSRZHUVXSSO\PXVWEHDVVSHFL¿HGRQWKHQDPHSODWH7KHSRZHUVXSSO\RIDQRWKHUUDWLQJPD\ FDXVHGDPDJHWRWKHXQLW
,167$//$7,21
&$87,21 7RSUHYHQWSRVVLEOHGDPDJHOLIWWKHMRJJHUE\WKHEDVHRQO\/LIWLQJE\WKHELQRUWRSFRYHU PD\FDXVHGDPDJH
/RFDWHWKHMRJJHURQDVROLGVXSSRUW7KHVXSSRUWPXVWQRWYLEUDWHZKLOHWKHMRJJHULVRSHUDWLQJ7KH ELQRUWRSFRYHUPXVWQRWEHLQFRQWDFWZLWKDQ\ULJLGREMHFWRUDGMDFHQWVXUIDFHLWPXVWEHIUHHWR
YLEUDWH
23(5$7,21
3ODFHWKHMRJJHULQLWVRSHUDWLQJORFDWLRQDQGSOXJLWLQWRDVHOIJRYHUQLQJHOHFWULFDOUHFHSWDFOH7KH SRZHUVXSSO\YROWDJHDQGIUHTXHQF\PXVWEHDVVSHFL¿HGRQWKHQDPHSODWH
3ODFHSDSHUHQYHORSHVRUFKHFNVLQWKHMRJJHUELQVDQGSUHVVWKHRUDQJHSRZHUEXWWRQ7KHYLEUD WRU\DPSOLWXGHRIWKHXQLWLVFKDQJHGE\WXUQLQJWKHUKHRVWDWGLDOORFDWHGRQWKHFRQWUROSDQHO)RU EHVWUHVXOWVGRFXPHQWVVKRXOGEHMRJJHGIRUDWOHDVWWRVHFRQGV
)RUPD[LPXPHI¿FLHQF\)RUPD[UHFRPPHQGVDPD[LPXPORDGRISRXQGVIRUWKH0RGHOV)' 3)'3)'( DPD[LPXPRISRXQGVIRUWKH0RGHO)'(