8
&HUWLILFDWLRQ
0RGHO&36L$8//,67('WR 8/ QG(GLWLRQF8//,67('WR &$1&6$($XWKRUL]HGXQGHUWKH 9HULILFDWLRQSURYLVLRQRI)&&3DUWDVD&ODVV% 'LJLWDO'HYLFH7KLV&ODVV%'LJLWDODSSDUDWXV FRPSOLHVZLWK&DQDGLDQ,&(6
0RGHO&36L(&36L8.&RQIRUPVWR(XURSHDQ&RPPXQLW\'LUHFWLYHV HOLJLEOHWREHDU&(0DUN789*6&HUWLILHGWR(1 WK (GLWLRQ0HHWV(0&5HTXLUHPHQWVRI (13DUWV (QYLURQPHQWV( ( 0HHWV$XVWUDOLDQ(0&5HTXLUHPHQWVHOLJLEOHWR EHDU&7LFN0DUN
0RGHO&36L- |
,QIRUPDWLRQWR8VHU
&KDQJHVRUPRGLILFDWLRQVQRWH[SUHVVO\DSSURYHGE\6KXUH0DQXIDFWXULQJ*PE+FRXOGYRLG\RXU
DXWKRULW\WRRSHUDWHWKLVHTXLSPHQW
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
WRFRUUHFWWKHLQWHUIHUHQFHE\RQHRUPRUHRIWKHIROORZLQJPHDVXUHV
ŗ5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQD
ŗ,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQWDQGWKHUHFHLYHU
ŗ&RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQDFLUFXLWGLIIHUHQWIURPWKDWWRZKLFKWKHUHFHLYHULVFRQQHFWHG ŗ&RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLR79WHFKQLFLDQIRUKHOS
(QJOLVK |