78
Chapter 12: Appendix
CORPORATION, THEIR AFFILIATES, ADRs AND ASPs
AND WHETHER MADE ORALLY OR IN WRITING
(INCLUDING ANY STATEMENT IN ANY BROCHURE,
PRESS RELEASE, ANNOUNCEMENT, ADVERTISEMENT,
POINT OF SALE DISPLAY, ETC.).
"
|!
|"
"
"""|
""
$
"
|"
"!
!
!"
%!"
!"
"!
��
!]
]!!
""""|
"!
|"
!"
|"
||"
|
"$|
!"!
|||
"
|
!"
"
!!"
|"!""
"
L^'Q]L*?@'*=[\]=Q\q+=LQ['?;'QLQ<LX^?*_\]
?+=>LQ\'[=L<>?*@'XL[\K_LQ'='*[=>'='QX]LK
=>']'z?QQ?*=\']\*?*_X?**'Qz>?=]L'{'Q
(%
L=>''='*=*L=^Q'<;+['[q_;?z?*_<;?\X[\]^+='
<L*=QL{'Q]_LQ[\]?@Q''X'*=z>'=>'QKLQqQ'?<>LK
z?QQ?*=_qQ'?<>LK<L*=Q?<==LQ=\*<;+[\*@*'@;\@'*<'
+*['Q?]=?=+='LQ+*['Q?*_L=>'Q;?zLQKLQXLK?<=\L*
?@?\*]=?*_LK=>'';?='[?Q=\']?Q\]\*@L+=LKLQ
L=>'Qz\]'Q';?=\*@=L~\=>\]z?QQ?*=_\\=>'';'{\]\L*
\\\?*_LQ?;LQzQ\=='*Q'^Q']'*=?=\L*]]=?='X'*=]
qQL<>+Q']^Q']]Q';'?]']?[{'Q=\]\*@?**L+*<'X'*=
^L\*=LK]?;'[\]^;?_LQ^QLXL=\L*?;X?='Q\?;Q';?=\*@=L
=>'';'{\]\L*\{=>'Q';?=\L*]>\^]=>?=Q']+;=KQLX=>\]
z?QQ?*=_=>'KLQ'@L\*@<;?\X][\]^+=']<L*=QL{'Q]\']
?*[[\]?@Q''X'*=]?Q'<L;;'<=\{';_Q'K'QQ'[=L?]=>'
\]^+=']>?;;q'Q'K'QQ'[=L?*[Q']L;{'[q_*?;
?*[q\*[\*@?Qq\=Q?=\L*=L=>''<;+]\L*LK=>'<L+Q=]
L=>''='*=*L=^Q'<;+['[q_;?z_L+?@Q''=Lz?\{'
?*_Q\@>==>?=_L+X?_>?{'=L<LXX'*<'LQ^?Q=\<\^?='
\*?*_Q'^Q']'*=?=\{'LQ<;?]]^QL<''[\*@?@?\*]==>'
';?='[?Q=\']Q';?=\*@=L?*_\]^+='K?*[z>'Q'
?^^;\<?q;'?*[=L=>''='*=*L=^Q'<;+['[q_;?z_L+
K+Q=>'Q?@Q''=LL^=L+=LK?*_]+<>Q'^Q']'*=?=\{'LQ
<;?]]^QL<''[\*@]Qq\=Q?=\L*LK?*_\]^+='z\;;q'
<L*[+<='[\*=>'KLQ+X?*[\*=>'X?**'Q?]?@Q''[
=Lq'=z''*_L+?*[?\;\*@]+<>?@Q''X'*==>'
?Qq\=Q?=\L*z\;;q'<L*[+<='[q_L*'?Qq\=Q?=LQ^+Q]+?*=
=L=>';?z]?*[Q+;']Q';?=\*@=L?Qq\=Q?=\L*@'*'Q?;;_\*
KLQ<'\*=>'+Q\][\<=\L*\*z>\<>_L+Q']\['?==>'=\X'
=>?==>'\]^+='?Q\]']L=>''='*=*L=^Q'<;+['[q_
;?z*L<;?\X[\]^+='<L*=QL{'Q]_LQ[\]?@Q''X'*=LK
?*_L=>'Q^'Q]L*X?_q'L\*'[LQ<LXq\*'[z\=>?*_
\]^+='q__L+z\=>L+==>'^Q\LQzQ\=='*<L*]'*=LK
(
`j`
j
q
"
]]
!"
|
"
]
]!""!"
|$|
"
!"$|
"
"
/4
K?*[=L=>''='*==>?=?*_^QL{\]\L*LK=>\];\X\='[
z?QQ?*=_]>L+;[@'*'Q?;;_q'KL+*[=Lq'+*'*KLQ<'?q;'
=>'+*'*KLQ<'?q;'^QL{\]\L*]>?;;q']'{'Q'[KQLX
=>'z?QQ?*=_?*[[''X'[*L==LKLQX^?Q=LK=>'
z?QQ?*=_>'Q'X?\*\*@^QL{\]\L*]LK=>\]z?QQ?*=_
]>?;;q'?*[Q'X?\*{?;\[?*['*KLQ<'?q;'K?*[=L
=>''='*==>?=?*_^QL{\]\L*LK=>\];\X\='[z?QQ?*=_?]
\=Q';?=']=L?*_LK=>'';?='[?Q=\']\]KL+*[=Lq'
\*{?;\[LQ+*'*KLQ<'?q;'\*Q']^'<=LK=>?=^?Q=_=>'
$X4=>'<;+['[?Q=_]>?;;q'[''X'[
=Lq']'{'Q'[LQ'<;+['[KQLX=>'^QL{\]\L*?*[=>'
^QL{\]\L*]>?;;Q'X?\*{?;\['*KLQ<'?q;'?*[?^^;\<?q;'
\*Q']^'<=LK=>'L=>'QLQQ'X?\*\*@';?='[?Q=\']
L=>''='*=^'QX\=='[q_;?z=>\];\X\='[z?QQ?*=_]>?;;
q'@L{'Q*'[?*[<L*]=Q+'[\*?<<LQ[?*<'z\=>=>';?z]
LK*=?Q\L
K=>'Q'\]?*_\*<L*]\]='*<_q'=z''*=>\];\X\='[
z?QQ?*=_L*=>'L*'>?*[?*[?*_]=?='X'*=\*=>'
^?<x?@\*@LK=>'';'{\]\L*LQ\*?*_L=>'Q[L<+X'*=
'*<;L]'[z\=>LQ+]'[\*=>'<L*='=LK=>'^QLXL=\L*LQ
]?;'LK=>'';'{\]\L*L*=>'L=>'Q>?*[=>'^QL{\]\L*]
LK=>\];\X\='[z?QQ?*=_]>?;;^Q'{?\;
[)Y-
K?K='QKL;;Lz\*@?;;LK=>'L^'Q?=\*@\*]=Q+<=\L*]\*
=>\]X?*+?;<>'<x'[=>'QL+q;']>LL=\*@]'<=\L*
?*[>?{'{\]\='[KLQ?[[\=\L*?;
(continued)